† Corresponding author. E-mail:
Project supported by Grant Nos. MOST 1042221E009096MY3, MOST 1042923E009003MY3, MOST 1032221E019028MY3, MOST 1062917I564021, and MOST 1052221E019049MY3.
The invention of the Internet and mobile devices has caused tremendous changes in human lives over the past two decades. Information technology has broken through limitations of geospatial space, enabling extremely high-speed data transmission and new types of data services. In recent years, demands for data processing have shown an increasing trend. Furthermore, data generated from internet-related applications such as cloud services and self-driving technology are likely to grow exponentially over the coming years. Currently, data transmission inside integrated circuits mainly relies on metal wires. However, the substantial resistive–capacitive delay and energy loss that are caused by metal wires limit data transmission speeds. Optical interconnection has been regarded as a major solution to efficiently reduce energy consumption and increase data transmission speeds. The size of conventional semiconductor laser devices, which are the key component in optical interconnection, cannot be smaller than the wavelength of light, which is a fundamental physical obstacle to lasers integrating with current electronic integrated circuits in reasonable volumes. To realize optical interconnection, the volume of the laser device must match the existing electronic components. Recently, the use of diffraction-unlimited plasmonic lasers has been successfully demonstrated, and these have great potential in different applications. In this paper, we discuss the recent progress toward surface plasmon polariton lasers and provide practical insights into the challenges in realizing these novel devices.
The first laser was invented by Maiman in 1960, and efforts to downsize lasers have continued ever since, as indicated in Fig.
The main challenge of shrinking down the scale of a laser cavity is the fundamental diffraction law in optics, which restricts the size of a laser to half of the wavelength. An effective method to miniaturize the volume of semiconductor lasers into the subwavelength scale is to concentrate the field of the photonic mode inside a metal-clad cavity.[8–13] However, the loss of the noble metal is high, and the development of metal-clad semiconductor laser devices is restricted for near-infrared (NIR) applications. As an alternative, Bergman and Stockman theoretically proposed a novel device with a plasmonic nanoresonator surrounded by gain media, surface plasmon (SP)-based amplification of stimulated emission of radiation (spaser), which can generate a strongly localized coherent SP mode in a subwavelength scale.[14–16] Inspired by this concept, the first spaser was demonstrated by Noginov et al. in 2009.[17] However, the realization of spasing required a well-controlled and delicate laboratory environment.[18] Instead of utilizing the localized SP effect for the feedback mechanism, Hill et al. demonstrated a new class of laser based on an metal–insulator–semiconductor–insulator–metal structure with the cavity width half the diffraction limit; this was the first SP mode laser in the NIR region.[19] Meanwhile, Oulton et al. demonstrated a simpler SP mode laser based on a semiconductor–insulator–metal (SIM) structure that exploited the interaction between the SP polariton (SPP) and gain media.[20] Although the mode area of their laser can be as small as λ2/400, the length of the nanowire remains in the scale of a few microns.
By improving the metal quality to reduce damping losses and combining with a high-quality GaN/InGaN core shell nanorod, Lu et al. demonstrated the first continuous-wave (CW) operation plasmonic nanolaser with a subwavelength scale in all three dimensions; this was the first diffraction-unlimited SPP laser.[21] Later, they demonstrated single-mode plasmonic nanolaser emission with the full visible spectrum by changing the composition of indium.[22] However, the SPP laser demonstrated by Lu et al. can only operate by photon injection, and the operation temperature cannot be higher than 120 K, which is not practical for integration with current devices. To date, a diffraction-unlimited SPP nanolaser with a low lasing threshold, room temperature operation, and electrical pumping has not been demonstrated yet. Improvements in cavity Q-factor, material gain, heat dissipation, and electrical contacts with low resistivity are all required to develop a practical SPP nanolaser.
In 1946, Purcell discovered that spontaneous emission is affected by the quality factor (Q) and mode volume (Vm) of the cavity. The Purcell factor
A photonic crystal is an artificial periodic dielectric structure that possesses a photonic band gap and was first demonstrated by Yablonovitch in 1987.[28] The electromagnetic wave with frequency in the range of the photonic band gap is forbidden, and it can be used as a laser cavity.[29–34] Photonic crystal lasers can be classified into two types: the photonic crystal band edge laser and the photonic crystal defect laser. The amplified mechanism of a photonic crystal band edge laser relies on a multidirectional distributed feedback effect near the band edges in a large photonic structure, which has potential for high-power and single-mode surface-emitting lasers.[35–44] By contrast, it is possible to create defects on the center of a photonic crystal to confine light with a smaller mode volume and stronger Purcell effect. However, both methods require large numbers of photonic lattice to fulfill the required photonic effect. Typically, the scale of photonic crystal lasers is in the order of tens of microns in the in-plane direction. Although the mode volume of defect-type photonic crystal lasers has been reported to be as small as a few hundred nanometers in diameter, the size of the whole device is still too large to be strictly classified as a nanolaser.[34]
Semiconductor nanowires are quasi-one-dimensional structural systems with diameters in the nanoscale. The length of the semiconductor nanowire can range from a few microns to hundreds of microns, constituting a naturally formed optical cavity as well as an optical gain medium.[7,45,46] The large refractive index differences between the nanowire and the environment combined with the epitaxially sharp end facet of the nanowire can serve as a Fabry–Pérot-type laser cavity. Nanowire lasers were developed using the bottom-up method, rather than the traditional top-down fabrication technique.[7] The first room temperature optically pumped semiconductor nanowire laser was demonstrated by Huang et al. in a ZnO system.[45] Following their pioneering work, different material-based semiconductor nanowire lasers with different emission wavelengths (from ultraviolet (UV) to NIR) have been reported.[7] Although semiconductor nanowire lasers have reduced the laser volume to a few (λc/n)3, they are still diffraction-limited.
An effective approach to scale down the volume of a laser is to confine the optical field inside a nanoscale cavity by using metal as a cover for the surface of the laser cavity.[47] Unlike a traditional dielectric cavity, a metallic cavity has been predicted to show excellent optical field confinement capabilities. It was experimentally reported by Hill et al. in 2007, but only operated under 77 K. A thin gold layer with hundreds of nanometers thickness was encapsulated on an InP/InGaAs/InP pillar with a thin Si3N4 insulating layer. The metal cladding successfully squeezed the light into a small space with dimensions comparable to the subwavelength scale.[8] Since then, several designs with a metal–dielectric–metal structure have been reported.[8–13] One of the main challenges of using a metallic cavity is the large internal ohmic losses. This is more problematic for a laser device with a small optical gain region. In addition, metallic cavity lasers are typically fabricated through a top-down semiconductor manufacturing process, meaning that the surface roughness of the metal–insulator interface will be induced by the imperfection and cause additional scattering losses. To date, most metallic cavities’ quality factors (Q) have been between 100 and 200; nonetheless, the quality factors can be as high as approximately 1000 if they employ a whispering-gallery mode cavity, and room temperature electrically driven laser operation has been successfully demonstrated.[8–13] In general, metal losses are more critical in the short-wavelength region, and all metallic cavity lasers reported have been designed for the NIR wavelength.
In 1902, Wood observed the abnormal reflection spectrum on a metal grating,[48] and Fano first proposed that this phenomenon is related to the electromagnetic waves that propagate along metal surfaces,[49] which was theoretically described by Hessel and Oliner in 1965.[50] At the same time, Rich found that when a high-energy electron beam passes through a metal thin film, there is an additional energy loss that is related to the interface of the metal thin film.[51] Later in 1968, Rich et al. experimentally confirmed the existence of the electromagnetic surface wave by studying the polarized spectrum of the metal grating.[52] In the same year, Kretschmann and Otto demonstrated the excitation of nonradiative surface waves by using the prism-coupling method.[53,54] The surface wave can be described as the collective excitation states of the electrons on the interface between the metal and dielectric; this is known as the SP. SPs can exist at the interface between metals (with a negative real part of the dielectric constant) and a dielectric layer (with a positive real part of the dielectric constant). In discrete nanoscale metallic structures, SPs are strongly confined in a small volume and are known as localized SPs (LSPs). Nonetheless, SPs are quasiparticles with boson features, and they can couple with the excitation electromagnetic wave and form a hybrid state called SPP, as shown in Fig.
Similar to photons in an optical cavity, SPPs can achieve stimulated emission in a plasmonic cavity. The spaser was first proposed by Bergman and Stockman in 2003. The spaser is similar to a photon laser, and consists of an optical gain medium combined with a plasmonic resonator that can feedback the external excited energy for stimulated coherent SP emission (also known as spasing), as shown in Fig.
By coating a 14 nm diameter Au nanoparticle with an organic dye-embedded silica shell with a 22 nm outer radius, Noginov et al. experimentally demonstrated the first LSP-based nanolaser.[17] In this case, the Au nanoparticle was the plasmonic resonator that supplied feedback for spasing, and Oregon Green 488 dye provided the optical gain that sustained the oscillations on the Au nanoparticle. A narrow spectrum was observed when the pumping power achieved the threshold, demonstrating a clear laser light with a wavelength of 531 nm. This experiment matched the original proposal of the spaser that was based on LSP modes.[14–16] However, single nanoparticle emission was not shown in this experiment; therefore, the possibility of a collective phenomenon cannot be discounted. Nonetheless, Li and Yu noted that a threshold gain of 1.19 × 105 cm−1 was required to reach laser operation in this experiment, and such a large threshold gain is due to significant loss resulting from the interband transition of Au nanoparticles at 530 nm.[55] In this case, the threshold gain can only be reduced by manipulating the operation wavelength away from the interband transition region. In 2008, Zheludev et al. proposed a two-dimensional asymmetric metallic ring array to support collective in-phase oscillation.[56] Inspired by this concept, Flynn et al. demonstrated the first room temperature spasing in 2011 by embedding an Au thin film as a plasmonic waveguide between an InGaAs quantum well.[57] Later, Meng et al. experimentally demonstrated a wavelength-tunable spaser by coating a gain material on Au nanorods.[58] Recently, Ramezani et al. observed strong light–matter coupling between excitons and LSP coupling in an array of Ag nanoparticles combined with dye molecules.[59] To date, most of the reported spasers have used dye molecules as the optical gain medium to compensate for the metal loss and reduce the size for conducting spasing. However, all studies on LSP-based nanolasers were performed using an ensemble of metallic nanostructures rather than a single one.
Although the original concept of a spaser does not require far-field radiation (photon emission),[14] lasers based on SPP resonators are sometimes loosely categorized as spasers by the research community. In general, spasers are usually associated with localized SP resonators, and SPP lasers are dominated by SPPs. The concept of an SPP laser was first proposed by Oulton et al. and Alam et al. in 2008,[19,60] and it is based on a Fabry–Pérot plasmonic waveguide with an SIM structure, which can confine the SPs to an extremely small volume, as shown in Fig.
Following this pioneering work, several research efforts based on the SIM structure have been reported with gain medium from the UV to NIR region. Although SIM structures are fascinating with their ability to confine the field to the deep subwavelength scale, most of the demonstrated devices only compress the field to the subwavelength scale in terms of diameter. The scale of the device length is several wavelengths. With the crystal quality improvement caused by InGaN/GaN core shell nanorods (improved exciton performance) placed on an atomic smooth single-crystal silver thin film (lower scattering loss and lower ohmic loss), Lu et al. demonstrated the first SPP laser with the field confined to the deep subwavelength scale in all dimensions.[21] By reducing the loss caused by imperfect material quality, they also demonstrated CW operation up to 78 K, a major milestone for fabricating practical devices. Furthermore, they demonstrated a broadband-tunable InGaN/GaN core shell nanorod by changing the ratio of indium in the nanorod.[22] To date, most of the demonstrated Fabry–Pérot-type SPP lasers have suffered from large ohmic and radiation losses, and they have typically exhibited high thresholds (101–103 MW·cm−2) with operating temperatures lower than 120 K.[20–22] In 2014, Zhang et al. found that a close-contact SIM interface can greatly reduce scattering losses.[62] Within this context, they demonstrated an SPP laser operated at room temperature with an extremely low threshold (3.5 MW·cm−2). In addition to the crystal quality of the metal and semiconductor, the threshold condition and operation temperature also depend on the permittivity combination of the metal and semiconductor. By choosing the appropriate combination of metal and semiconductor, we experimentally demonstrated a single-mode operation and a high operation temperature up to 353 K.[65]
For practical applications, the following requirements of plasmonic lasers must be fulfilled: (i) minimize metal loss by improving metal quality and optimizing the permittivity combination of the metal and semiconductor; (ii) compensate for the metal loss with high-gain materials; and (iii) develop a suitable device structure for electrical operation.
In general, metal loss is caused by intrinsic metal loss, grain boundary scattering, and surface roughness scattering. Because magnetic interaction is negligible at optical frequencies, permeability is close to unity for commonly used metals. Thus, the optical response of metals can be described by their dielectric permittivity ε.[66] Permittivity is a complex quantity; the real part ε′ denotes polarizability, and the imaginary part ε″ relates to energy absorption. Unlike dielectrics, metal has negative real permittivity and nonzero imaginary permittivity at optical frequency.[66] Hence, metal loss is an inherently unavoidable phenomenon that significantly affects the characteristics of SPP lasers. Electrons in metals oscillate with the external electromagnetic field, and each electron affects other electrons in the vicinity. The collective excitation in metals can be described using the Drude model over a wide range of frequency; therefore, the permittivity of the metal has the form[67]
In addition to the intrinsic characteristic of metals, in-plane surface roughness scattering and grain boundaries scattering also decrease the propagation length of the SP and increase the challenge of fabricating low-loss SPP lasers.[71] Typically, metal thin films deposited through evaporation or sputtering possess rough surface and grain boundaries because of polycrystallinity, which reduces the optical characteristics of the devices. The growth process is sensitive to the morphology and surface condition of the substrate, and it is difficult to grow smooth, large-area, and single-crystal metal films on commonly used substrates (e.g. Si, SiO2, and sapphire).[72,73] Special treatment of the substrate is required to improve the quality of metal thin films.[74–79] Therefore, researchers have begun to develop epitaxial techniques and chemical synthesis for single-crystal growth. By reducing the surface roughness and grain boundaries, researchers have demonstrated a significant reduction in SPP propagation loss.[80–84] We have demonstrated one-dimensional SPP laser operation that exhibited an ultracompact effective mode volume of Vm = 1.5 × 10−5 λ3 and a small group velocity of 1/165 of the speed of light by applying ultrahigh-quality colloidal Ag flakes as the metal layer.[85] In addition to using Au or Ag for plasmonic resonance, epitaxial techniques for single-crystalline Al film growth have shown high potential for realizing practical SPP lasers.[64,65]
Since the first demonstration of a Fabry–Pérot-type SPP laser was realized using a semiconductor nanowire system, several studies on SPP lasing have employed semiconductor materials. To achieve operation at greater than or equal to room temperature, materials such as CdS, GaN, ZnO, and organic–inorganic perovskite that possess large exciton binding energy and oscillator strength are commonly used as the optical gain of SPP lasers.[21,22,62–65] However, SPP propagation through a single interface requires an optical gain of at least 1000–2000 cm−2 to compensate for losses.[86,87] Materials with strong oscillation strengths and exciton binding energies greater than room temperature are favorable for demonstrating a more reliable Fabry–Pérot-type SPP laser. Among the aforementioned semiconductor materials, ZnO possesses an exciton binding energy (60 meV) two times higher than the room temperature thermal energy (25.6 meV), which makes it a suitable material for stable SPP operation at room temperature and above.[88] The first demonstration of a room temperature ZnO SPP laser was reported by Sidipoorus et al.[61] Later, we successfully elevated the operational temperature of the SPP laser up to 353 K by using a high-quality single-crystalline Al film with single-crystalline ZnO nanowire.[65]
Metal halide perovskites that enable low-cost bottom-up solution processing are also suitable for SPP lasers.[90,91] Metal halide perovskites are known for their robust exciton properties that can also sustain room temperature thermal energy.[92] Furthermore, metal halide perovskites with different halide compositions exhibit excellent broadband tunability across the visible spectrum.[93] These properties make metal halide a promising material for broadband-tunable SPP lasers.
In general, fields of the SP in SIM structures expand to both sides of the insulator and metal interface, resulting in increased losses. An alternative method to reduce loss is to optimize the thickness of the insulating layer. A thicker insulating layer leads to lower metallic losses. However, the fields also become less confined in the waveguide, leading to a weaker coupling between the guide mode and semiconductor nanowire. Conversely, as the thickness of the insulator decreases, the field distribution becomes strongly confined in the gain and metal region, which increases the confinement factor and the modal loss. As analyzed using the finite element method, SIM waveguides possess tradeoffs between the acceptable propagation length and confinement factor. To minimize the threshold, the scaling effect of the SPP laser should be considered.[63,89] Thus, the structural parameters should be carefully designed to optimize the propagation length and confinement factor. Here, the propagation length Lp represents the distance that the SP can propagate, which is determined by the imaginary part of the modal propagation constant kz as Lp = [2Im(kz)]−1. The waveguide confinement factor of the SPP cavity is determined by the ratio of the modal gain to the material gain in the active region, which can be expressed as follows:[94]
Because the coupling between the guided modes of the nanowire and the SPP modes of the metal–insulator interface is stronger with a thinner insulating layer, the confinement of the SPP mode increases as hg decreases. In addition, the SPP mode field distribution is tightly confined between the metal and gain, which increases the waveguide confinement factor and also reduces the propagation length of SPP, as shown in Figs.
Although SPP lasers have the advantage of compact size, most reported examples were photoexcited and could only be realized at low temperature. Heat might accumulate on a high-density integrated circuit and result in temperatures greater than 30 °C. Therefore, the operation temperature of a practical SPP laser should be higher than room temperature. To realize an SPP laser that can be operated at higher temperatures, several improvements should be considered: (i) increase the metal quality to reduce internal ohmic loss; (ii) reduce the roughness of the metal–dielectric interface for lower scattering loss; (iii) use materials with high exciton binding energy and high oscillation strength as the optical gain medium; and (iv) select materials with the most suitable permittivity combination of the metal and gain medium for generating low-loss SPP waves with a high confinement factor.[95–97] The first to third improvements have been discussed previously. Here, we focus on the fourth improvement. Typically, SPP lasers employ SIM structures to guide the SPP wave within the metal–dielectric interface. The condition for SP propagation through the interface is given by εdεm < 0 and εd + εm < 0, where εd and εm represent the permittivity as a function of wavelength.[99] Within this context, the corresponding wavenumber of the SPP mode is inversely proportional to the squared root of permittivity; that is, ksp, ky ∝ (εm + εd)−1/2. Because the propagation length and confinement factor of the SPP mode are determined by ksp and ky, a suitable combination of metal and dielectric will lead to a minimum transparency threshold gain.[65] Through theoretical calculations and experiments, we found that the Al-based ZnO SPP laser has an average threshold density three times lower than that of the Ag-based ZnO SPP laser.[65] According to our calculations, the permittivity combination for Al/ZnO or Al/Al2O3 showed no local minima in the ZnO emission energy range, which means that the insulating layer is not necessary for ZnO/Al SPP laser in the near UV–visible wavelength, as shown in Fig.
Developing an electrically driven CW operation nanolaser is difficult. Although room temperature electrically driven CW nanolasers have already been realized in metal-clad semiconductor cavities (optical mode),[8–13] they have only been possible in the NIR region. This is because surface roughness is difficult to control when applying top-down fabrication methods; moreover, metal losses are lower in the long wavelengths for noble metals. Consequently, most top-down fabricated metal-clad cavities were designed for small band gap materials such as InGaAs or InGaAsP. So far, no report has successfully demonstrated a diffraction-unlimited electrically driven CW SPP nanolaser at room temperature. In principle, a practical SPP laser requires a high Q-factor, small device footprint, favorable thermal dissipation, and low resistance electrical contacts. Although several designs for SPP lasers have been demonstrated in the past decade, these devices are mostly based on the SIM structure that requires an external optical pump to reach the laser operation. The original purpose of the insulating layer in the SIM structure is to reduce loss caused by the metal. However, dielectric materials are not conductive and have poorer thermal conductivity compared with metal, and thus the use of insulating layers limits the design of electrically pumped SPP nanolasers and is detrimental to heat dissipation, especially under high-excitation conditions. In addition, extrinsic scattering loss caused by the rough insulating layer also increases the threshold for SPP nanolasers. Because the insulating layer is unnecessary for the structure of SPP lasers, gain material directly in contact with metal may improve thermal dissipation and conduction efficiency, which provides new possibilities for future SPP laser design.
The strong Purcell effect inside the SPP cavity enhances the carrier recombination rate, leading to a modulation bandwidth up to the THz scale.[61,63,100] To understand the dynamic characteristics of single-mode SP nanolasers, the gain saturation effect and carrier relaxation time should also be considered. The dynamics of SPP nanolasers can be described by a set of rate equations
By fabricating subwavelength metal gratings on colloidal Ag flakes, we successfully confined SPs to the edge of a metal grating and demonstrated the operation of an SPP nanolaser array, as shown in Fig.
The increasing demand for smaller, faster, cheaper, and more efficient integrated circuits has led to a rapid development of electronic devices in the past decades. Unlike electrons, photons are neutral and weightless, and they do not interact with each other. Using photons for integrated circuit interconnections to reduce inherent transmission loss and energy consumption between electronic devices is considered the most plausible solution. Within this context, SPP nanolasers have great potential to realize on-chip optical communications that are high-speed, distortion-free, and low-power. The use of an SPP nanolaser is expected to be superior to current electrical transistor-based interconnecting systems, and is expected to greatly improve the performance of integrated circuits. From a practical point of view, SPP nanolasers must be able to be integrated with silicon-based platforms. Among available metals, Al has proven to be compatible with existing CMOS technology.[101–103] Thus, the implementation of Al-based SPP nanolasers is one candidate for sources of on-chip coherent light. Moreover, SPP nanolasers are destined for low output power because of their small size. Hence, in addition to use as on-chip connections, other applications of SPP nanolasers mainly focus on their interaction with the microscopic world. Because of their small footprint and low power output, SPP nanolasers can be used for biomedical purposes. SPP nanolasers are sensitive to changes in the ambient refractive index, which implies that they can be used for cell, virus, or harmful substance detection.[104,105] Furthermore, the size of SPP nanolasers is comparable to that of virus or cancer cells. A designed SPP nanolaser with the correct wavelength would be useful for virus diagnostics or even killing cancerous tissues.[106] By studying SPP nanolaser technology, researchers might be able to further develop various novel applications.
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